CATERPILLAR INC - PUT Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class: Equity / PUT
Price per share: $286.69
All holders as of 30 Sep 2025: Q3 2025
Total 13F shares: 66,643
Total reported value: $31,798,702
% of total 13F portfolios: 0%
Share change: +36,663
Value change: +$17,493,747
Number of holders: 2

Reported Shares, Excluding Options vs Price

Reported Value, Excluding Options

Total Investors

As of 30 Sep 2025, 2 institutional investors reported holding 66,643 shares of CATERPILLAR INC - PUT.

Institutional Holders of CATERPILLAR INC - PUT across Reporting Periods

Period	Reported Shares, Excl. Options	Value, Excl. Options	Value Change	Puts Notional Value	Price (Median)	Investors
2025 Q4	5,571	$3,191,459	-$213,108	$24,000	$286.69	1
2025 Q3	66,643	$31,798,702	+$17,493,747	$484,149,225	$477.15	2
2025 Q2	29,980	$11,638,348	+$2,607,157	$308,762,449	$388.21	2
2025 Q1	23,264	$7,671,527	+$5,045,001	$350,606,240	$329.80	2
2024 Q4	7,964	$2,889,021	-$375,819	$373,395,960	$362.76	1
2024 Q3	9,000	$2,590,750	$0	$515,071,576	$391.12	11
2024 Q2	9,000	$2,997,900	-$842,000	$983,115,900	$333.10	12
2024 Q1	2,300	$842,000	+$366,087	$1,626,961,664	$366.43	11
2023 Q4	1,300	$384,000	-$2,097,231	$665,322,109	$295.67	15
2023 Q3	8,400	$2,293,000	+$2,293,000	$471,363,100	$273.00	15
2023 Q2	0	$0	-$4,004,000	$557,131,811	$246.05	14
2023 Q1	17,500	$4,004,000	+$2,059,200	$434,464,820	$228.84	12
2022 Q4	8,500	$2,036,000	+$2,036,000	$763,304,736	$239.56	12
2022 Q3				$311,766,000	$164.08	8
2022 Q2				$471,354,000	$178.76	9
2022 Q1				$310,254,000	$222.82	9
2021 Q4				$259,766,000	$206.74	11
2021 Q3	25,200	$4,837,000	+$4,836,999	$265,461,000	$191.97	9
2021 Q2				$264,389,000	$217.63	10
2021 Q1	3,500	$811,000	+$811,000	$229,637,000	$231.87	10
2020 Q4				$175,958,000	$182.02	7
2020 Q3				$103,307,000	$149.15	8
2020 Q2				$86,620,000	$126.50	8
2020 Q1				$92,737,000	$116.04	7
2019 Q4	19,800	$2,924,000	+$2,924,001	$183,794,000	$147.68	12
2019 Q3				$130,233,000	$126.31	9
2019 Q2	0	$0	-$4,159,000	$137,057,000	$136.29	9
2019 Q1	30,700	$4,159,000	+$4,159,000	$117,606,000	$135.48	11
2018 Q4				$122,950,000	$127.07	7
2018 Q3				$174,234,000	$152.49	6
2018 Q2				$152,327,000	$135.67	7
2018 Q1				$90,441,000	$147.38	7
2017 Q4				$253,056,000	$157.58	7
2017 Q3				$176,927,000	$124.71	7
2017 Q2				$113,855,000	$107.46	8
2017 Q1				$142,722,000	$92.76	8
2016 Q4				$204,729,000	$92.74	8
2016 Q3				$148,490,000	$88.77	8
2016 Q2				$198,429,000	$75.81	10
2016 Q1				$192,905,000	$76.54	11
2015 Q4				$248,575,000	$67.96	12
2015 Q3				$121,821,000	$65.36	12
2015 Q2				$198,381,000	$84.82	8
2015 Q1	0	$0	-$24,000	$197,584,000	$80.03	10
2014 Q4	300	$24,000	+$24,000	$163,563,965	$91.53	10
2014 Q3				$183,400,232	$99.03	10
2014 Q2				$132,345,328	$108.67	8
2014 Q1				$169,392,000	$99.37	8