Q3 2014 13F Holders as of 9/30/2014
-
Type / Class
-
Equity / Common
-
Shares outstanding
-
9.99M
-
Number of holders
-
38
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Total 13F shares, excl. options
-
5.7M
-
Shares change
-
+292K
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Total reported value, excl. options
-
$119M
-
Value change
-
+$6.08M
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Number of buys
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11
-
Number of sells
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-17
-
Price
-
$20.82
Significant Holders of China Fund, Inc. - Common (CHN) as of Q3 2014
43 filings reported holding CHN - China Fund, Inc. - Common as of Q3 2014.
China Fund, Inc. - Common (CHN) has 38 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5.7M shares
of 9.99M outstanding shares and own 57.1% of the company stock.
Largest 10 shareholders include LAZARD ASSET MANAGEMENT LLC (2.45M shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (1.43M shares), WELLS FARGO & COMPANY/MN (523K shares), Karpus Management, Inc. (313K shares), 1607 Capital Partners, LLC (186K shares), FIRST WILSHIRE SECURITIES MANAGEMENT INC (171K shares), Stevens First Principles Investment Advisors (121K shares), CORNERSTONE ADVISORS INC (117K shares), RAYMOND JAMES & ASSOCIATES (56.7K shares), and Gramercy Funds Management LLC (54.9K shares).
This table shows the top 38 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.