Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / Equity
-
Shares outstanding
-
9,640,234
-
Number of holders
-
45
-
Total 13F shares, excl. options
-
8,795,903
-
Shares change
-
+439,324
-
Total reported value, excl. options
-
$144,619,000
-
Value change
-
+$7,223,005
-
Number of buys
-
15
-
Number of sells
-
-14
-
Price
-
$16.44
Significant Holders of China Fund, Inc. - Equity (CHN) as of Q3 2016
48 filings reported holding CHN - China Fund, Inc. - Equity as of Q3 2016.
China Fund, Inc. - Equity (CHN) has 45 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 8,795,903 shares
of 9,640,234 outstanding shares and own 91% of the company stock.
Largest 10 shareholders include CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (3,040,625 shares), LAZARD ASSET MANAGEMENT LLC (2,460,279 shares), WELLS FARGO & COMPANY/MN (1,093,014 shares), ABERDEEN ASSET MANAGEMENT PLC/UK (561,734 shares), 1607 Capital Partners, LLC (380,254 shares), Deschutes Portfolio Strategy, LLC (223,435 shares), Karpus Management, Inc. (201,554 shares), IAT REINSURANCE CO LTD. (101,426 shares), RAYMOND JAMES & ASSOCIATES (90,690 shares), and FIRST WILSHIRE SECURITIES MANAGEMENT INC (84,382 shares).
This table shows the top 45 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.