Q3 2016 13F Holders as of 9/30/2016
-
Type / Class
-
Equity / Common
-
Shares outstanding
-
9.99M
-
Number of holders
-
45
-
Total 13F shares, excl. options
-
8.8M
-
Shares change
-
+439K
-
Total reported value, excl. options
-
$145M
-
Value change
-
+$7.22M
-
Number of buys
-
15
-
Number of sells
-
-14
-
Price
-
$16.44
Significant Holders of China Fund, Inc. - Common (CHN) as of Q3 2016
48 filings reported holding CHN - China Fund, Inc. - Common as of Q3 2016.
China Fund, Inc. - Common (CHN) has 45 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 8.8M shares
of 9.99M outstanding shares and own 88.05% of the company stock.
Largest 10 shareholders include CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (3.04M shares), LAZARD ASSET MANAGEMENT LLC (2.46M shares), WELLS FARGO & COMPANY/MN (1.09M shares), ABERDEEN ASSET MANAGEMENT PLC/UK (562K shares), 1607 Capital Partners, LLC (380K shares), Deschutes Portfolio Strategy, LLC (223K shares), Karpus Management, Inc. (202K shares), IAT REINSURANCE CO LTD. (101K shares), RAYMOND JAMES & ASSOCIATES (90.7K shares), and FIRST WILSHIRE SECURITIES MANAGEMENT INC (84.4K shares).
This table shows the top 45 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.