Q1 2014 13F Holders as of 31 Mar 2014
-
Type / Class
-
Equity / SPONSORED ADR
-
Number of holders
-
9
-
Total 13F shares, excl. options
-
1.7M
-
Shares change
-
+152K
-
Total reported value, excl. options
-
$14.7M
-
Value change
-
+$1.29M
-
Number of buys
-
4
-
Number of sells
-
-5
-
Price
-
$8.65
Significant Holders of Daiwa Securities Group Inc. - SPONSORED ADR (DSEEY) as of Q1 2014
11 filings reported holding DSEEY - Daiwa Securities Group Inc. - SPONSORED ADR as of Q1 2014.
Daiwa Securities Group Inc. - SPONSORED ADR (DSEEY) has 9 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.7M shares
.
Largest 10 shareholders include Parametric Portfolio Associates LLC (1.03M shares), THORNBURG INVESTMENT MANAGEMENT INC (366K shares), BLAIR WILLIAM & CO/IL (185K shares), World Asset Management Inc (98.4K shares), HIGH POINTE CAPITAL MANAGEMENT LLC (12.7K shares), AMERIPRISE FINANCIAL INC (5.65K shares), Edge Wealth Management LLC (2.9K shares), CENTRAL TRUST & INVESTMENT CO (2.33K shares), MOTCO (600 shares), and LS Investment Advisors, LLC (0 shares).
This table shows the top 9 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.