Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / SPONSORED ADR
-
Number of holders
-
6
-
Total 13F shares, excl. options
-
1.85M
-
Shares change
-
-140K
-
Total reported value, excl. options
-
$10.4M
-
Value change
-
-$787K
-
Number of buys
-
2
-
Number of sells
-
-3
-
Price
-
$5.59
Significant Holders of Daiwa Securities Group Inc. - SPONSORED ADR (DSEEY) as of Q3 2016
6 filings reported holding DSEEY - Daiwa Securities Group Inc. - SPONSORED ADR as of Q3 2016.
Daiwa Securities Group Inc. - SPONSORED ADR (DSEEY) has 6 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.85M shares
.
Largest 7 shareholders include PARAMETRIC PORTFOLIO ASSOCIATES LLC (1.61M shares), World Asset Management Inc (117K shares), GLENMEDE TRUST CO NA (56.4K shares), AMERIPRISE FINANCIAL INC (40.5K shares), CENTRAL TRUST Co (13.3K shares), HIGH POINTE CAPITAL MANAGEMENT LLC (12.7K shares), and QUADRANT CAPITAL GROUP LLC (5K shares).
This table shows the top 6 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.