Q3 2016 13F Holders as of 9/30/2016
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Type / Class
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Equity / Common Shares of Beneficial Interest
-
Shares outstanding
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13.5M
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Number of holders
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31
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Total 13F shares, excl. options
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4.37M
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Shares change
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-383K
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Total reported value, excl. options
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$35.8M
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Value change
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-$3.07M
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Number of buys
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16
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Number of sells
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-15
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Price
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$8.19
Significant Holders of Ellsworth Growth and Income - Common Shares of Beneficial Interest (ECF) as of Q3 2016
36 filings reported holding ECF - Ellsworth Growth and Income - Common Shares of Beneficial Interest as of Q3 2016.
Ellsworth Growth and Income - Common Shares of Beneficial Interest (ECF) has 31 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.37M shares
of 13.5M outstanding shares and own 32.3% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (1.14M shares), UBS Group AG (820K shares), Advisors Asset Management, Inc. (333K shares), GUGGENHEIM CAPITAL LLC (269K shares), Raymond James Financial Services Advisors, Inc. (253K shares), WELLS FARGO & COMPANY/MN (221K shares), SIT INVESTMENT ASSOCIATES INC (146K shares), MSI Financial Services Inc (143K shares), RAYMOND JAMES & ASSOCIATES (116K shares), and Shaker Financial Services, LLC (114K shares).
This table shows the top 31 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.