Q1 2014 13F Holders as of 31 Mar 2014
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
14,441,657
-
Number of holders
-
21
-
Total 13F shares, excl. options
-
1,539,047
-
Shares change
-
-123,477
-
Total reported value, excl. options
-
$11,850,455
-
Value change
-
-$956,043
-
Number of buys
-
14
-
Number of sells
-
6
-
Price
-
$7.70
Institutional Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) as of Q1 2014
As of 31 Mar 2014 FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) had 24 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 1,539,047 shares of stock of the company.
Largest 10 holders included Advisors Asset Management, Inc., WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Apriem Advisors, WOLVERINE ASSET MANAGEMENT LLC, Commonwealth Equity Services, Inc, MARINER INVESTMENT GROUP LLC, Shaker Financial Services, LLC, UBS AG, and STIFEL FINANCIAL CORP.
This table shows 24 institutional shareholders of the security as of 31 Mar 2014.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.