Q3 2014 13F Holders as of 9/30/2014
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Type / Class
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Equity / Common Stock
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Shares outstanding
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14.4M
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Number of holders
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18
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Total 13F shares, excl. options
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1.4M
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Shares change
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+53.6K
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Total reported value, excl. options
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$11.7M
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Value change
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+$455K
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Number of buys
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10
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Number of sells
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-9
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Price
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$8.36
Significant Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) as of Q3 2014
23 filings reported holding FGB - FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock as of Q3 2014.
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) has 18 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.4M shares
of 14.4M outstanding shares and own 9.68% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (502K shares), Advisors Asset Management, Inc. (249K shares), MORGAN STANLEY (150K shares), Apriem Advisors (114K shares), BAIRD ROBERT W & CO INC /WI/ (112K shares), Commonwealth Equity Services, Inc (68.8K shares), LPL Financial LLC (63.7K shares), BANK OF AMERICA CORP /DE/ (32.9K shares), DOLIVER CAPITAL ADVISORS, INC. (21.1K shares), and STIFEL FINANCIAL CORP (15.4K shares).
This table shows the top 18 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.