Q1 2015 13F Holders as of 3/31/2015
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Type / Class
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Equity / Common Stock
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Shares outstanding
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14.4M
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Number of holders
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15
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Total 13F shares, excl. options
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1.41M
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Shares change
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-75K
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Total reported value, excl. options
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$10.6M
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Value change
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-$573K
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Number of buys
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10
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Number of sells
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-8
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Price
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$7.53
Significant Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) as of Q1 2015
19 filings reported holding FGB - FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock as of Q1 2015.
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) has 15 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.41M shares
of 14.4M outstanding shares and own 9.76% of the company stock.
Largest 10 shareholders include WELLS FARGO & COMPANY/MN (540K shares), Advisors Asset Management, Inc. (175K shares), BAIRD ROBERT W & CO INC /WI/ (173K shares), Apriem Advisors (170K shares), MORGAN STANLEY (154K shares), Commonwealth Equity Services, Inc (107K shares), UBS Group AG (17K shares), IFC Holdings Incorporated/FL (15.9K shares), STIFEL FINANCIAL CORP (15.2K shares), and ROYAL BANK OF CANADA (14.7K shares).
This table shows the top 15 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.