Q1 2018 13F Holders as of 3/31/2018
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Type / Class
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Equity / Common Stock
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Shares outstanding
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14.4M
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Number of holders
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26
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Total 13F shares, excl. options
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1.54M
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Shares change
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-87.4K
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Total reported value, excl. options
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$9.26M
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Value change
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-$563K
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Number of buys
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14
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Number of sells
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-13
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Price
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$6.02
Significant Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) as of Q1 2018
31 filings reported holding FGB - FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock as of Q1 2018.
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) has 26 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.54M shares
of 14.4M outstanding shares and own 10.66% of the company stock.
Largest 10 shareholders include Raymond James Financial Services Advisors, Inc. (284K shares), WELLS FARGO & COMPANY/MN (275K shares), FLAGSHIP HARBOR ADVISORS, LLC (212K shares), Quad-Cities Investment Group, LLC (160K shares), COMMONWEALTH EQUITY SERVICES, LLC (91K shares), LPL Financial LLC (78.8K shares), Baird Financial Group, Inc. (71.5K shares), GUGGENHEIM CAPITAL LLC (68.1K shares), MORGAN STANLEY (56.5K shares), and SYM FINANCIAL CORPORATION (48.1K shares).
This table shows the top 26 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.