Q3 2018 13F Holders as of 9/30/2018
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Type / Class
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Equity / Common Stock
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Shares outstanding
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14.4M
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Number of holders
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21
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Total 13F shares, excl. options
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1.61M
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Shares change
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+46.5K
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Total reported value, excl. options
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$10.2M
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Value change
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+$321K
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Number of buys
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12
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Number of sells
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-6
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Price
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$6.34
Significant Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) as of Q3 2018
23 filings reported holding FGB - FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock as of Q3 2018.
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) has 21 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.61M shares
of 14.4M outstanding shares and own 11.18% of the company stock.
Largest 10 shareholders include Raymond James Financial Services Advisors, Inc. (364K shares), WELLS FARGO & COMPANY/MN (264K shares), FLAGSHIP HARBOR ADVISORS, LLC (228K shares), Cetera Advisors LLC (152K shares), Advisor Group, Inc. (137K shares), COMMONWEALTH EQUITY SERVICES, LLC (97.6K shares), Baird Financial Group, Inc. (74.6K shares), LPL Financial LLC (59.1K shares), MORGAN STANLEY (53K shares), and SUSQUEHANNA INTERNATIONAL GROUP, LLP (39.3K shares).
This table shows the top 21 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.