Type / Class
Equity / Common Stock
Shares outstanding
14.4M
Number of holders
24
Total 13F shares, excl. options
1.64M
Shares change
-30.7K
Total reported value, excl. options
$10.1M
Value change
-$136K
Number of buys
10
Number of sells
-10
Price
$6.16

Significant Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) as of Q1 2019

26 filings reported holding FGB - FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock as of Q1 2019.
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) has 24 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1.64M shares of 14.4M outstanding shares and own 11.39% of the company stock.
Largest 10 shareholders include Raymond James Financial Services Advisors, Inc. (471K shares), FLAGSHIP HARBOR ADVISORS, LLC (229K shares), LADENBURG THALMANN FINANCIAL SERVICES INC. (166K shares), Cetera Advisors LLC (134K shares), Advisor Group, Inc. (108K shares), COMMONWEALTH EQUITY SERVICES, LLC (104K shares), WELLS FARGO & COMPANY/MN (90.6K shares), Baird Financial Group, Inc. (57.3K shares), MORGAN STANLEY (54.4K shares), and LPL Financial LLC (54.4K shares).
This table shows the top 24 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.