Q3 2019 13F Holders as of 30 Sep 2019
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
14,441,657
-
Total 13F shares
-
1,717,169
-
Share change
-
+57,431
-
Total reported value
-
$10,648,445
-
Price per share
-
$6.20
-
Number of holders
-
22
-
Value change
-
+$356,842
-
Number of buys
-
14
-
Number of sells
-
6
Institutional Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) as of Q3 2019
As of 30 Sep 2019,
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,717,169 shares.
The largest 10 holders included
Raymond James Financial Services Advisors, Inc., FLAGSHIP HARBOR ADVISORS, LLC, LADENBURG THALMANN FINANCIAL SERVICES INC., Quad-Cities Investment Group, LLC, Cetera Advisors LLC, COMMONWEALTH EQUITY SERVICES, LLC, WELLS FARGO & COMPANY/MN, MORGAN STANLEY, Good Life Advisors, LLC, and SYM FINANCIAL Corp.
This page lists
22
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price
|
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.