FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB)

Q1 2020 13F Holders as of 3/31/2020

Type / Class: Equity / Common Stock
Shares outstanding: 14.4M
Number of holders: 18
Total 13F shares, excl. options: 1.74M
Shares change: -66.9K
Total reported value, excl. options: $3.59M
Value change: -$1.19M
Number of buys: 11
Number of sells: -12
Price: $2.07

Significant Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) as of Q1 2020

24 filings reported holding FGB - FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock as of Q1 2020.
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) has 18 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1.74M shares of 14.4M outstanding shares and own 12.02% of the company stock.
Largest 10 shareholders include Raymond James Financial Services Advisors, Inc. (546K shares), FLAGSHIP HARBOR ADVISORS, LLC (221K shares), Quad-Cities Investment Group, LLC (183K shares), MORGAN STANLEY (133K shares), Cetera Advisors LLC (121K shares), COMMONWEALTH EQUITY SERVICES, LLC (93.8K shares), WELLS FARGO & COMPANY/MN (90.4K shares), LANDSCAPE CAPITAL MANAGEMENT, L.L.C. (86.6K shares), Good Life Advisors, LLC (51.7K shares), and ROYAL BANK OF CANADA (48.2K shares).
This table shows the top 18 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.

Investor	Option	Weight %	Change %	Value $	* Price $	Shares	Share Change	Activity	Report Period

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.