FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB)

Q3 2020 13F Holders as of 9/30/2020

Type / Class: Equity / Common Stock
Shares outstanding: 14.4M
Number of holders: 21
Total 13F shares, excl. options: 2.03M
Shares change: +242K
Total reported value, excl. options: $4.65M
Value change: +$553K
Number of buys: 10
Number of sells: -9
Price: $2.29

Significant Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) as of Q3 2020

23 filings reported holding FGB - FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock as of Q3 2020.
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) has 21 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 2.03M shares of 14.4M outstanding shares and own 14.07% of the company stock.
Largest 10 shareholders include Raymond James Financial Services Advisors, Inc. (511K shares), ADVISOR GROUP HOLDINGS, INC. (220K shares), WOLVERINE ASSET MANAGEMENT LLC (162K shares), FLAGSHIP HARBOR ADVISORS, LLC (160K shares), MORGAN STANLEY (159K shares), ROYAL BANK OF CANADA (127K shares), Cetera Advisors LLC (107K shares), Quad-Cities Investment Group, LLC (102K shares), COMMONWEALTH EQUITY SERVICES, LLC (96.9K shares), and WELLS FARGO & COMPANY/MN (82.1K shares).
This table shows the top 21 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.

Investor	Option	Weight %	Change %	Value $	* Price $	Shares	Share Change	Activity	Report Period

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.