Type / Class
Equity / Common Stock
Shares outstanding
14.4M
Number of holders
28
Total 13F shares, excl. options
1.93M
Shares change
+39.8K
Total reported value, excl. options
$7.7M
Value change
+$155K
Number of buys
13
Number of sells
-13
Price
$3.97

Significant Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) as of Q3 2021

31 filings reported holding FGB - FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock as of Q3 2021.
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) has 28 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1.93M shares of 14.4M outstanding shares and own 13.39% of the company stock.
Largest 10 shareholders include Raymond James Financial Services Advisors, Inc. (346K shares), LPL Financial LLC (249K shares), COMMONWEALTH EQUITY SERVICES, LLC (178K shares), FLAGSHIP HARBOR ADVISORS, LLC (156K shares), ROYAL BANK OF CANADA (127K shares), ADVISOR GROUP HOLDINGS, INC. (125K shares), Shaker Financial Services, LLC (116K shares), MORGAN STANLEY (113K shares), Quad-Cities Investment Group, LLC (70K shares), and Good Life Advisors, LLC (54.7K shares).
This table shows the top 28 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.