Q4 2021 13F Holders as of 12/31/2021
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Type / Class
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Equity / Common Stock
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Shares outstanding
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14.4M
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Number of holders
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29
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Total 13F shares, excl. options
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2.13M
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Shares change
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+14.9K
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Total reported value, excl. options
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$8.72M
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Value change
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+$70.7K
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Number of buys
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10
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Number of sells
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-14
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Price
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$4.09
Significant Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) as of Q4 2021
33 filings reported holding FGB - FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock as of Q4 2021.
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) has 29 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.13M shares
of 14.4M outstanding shares and own 14.75% of the company stock.
Largest 10 shareholders include Raymond James Financial Services Advisors, Inc. (327K shares), LPL Financial LLC (275K shares), COMMONWEALTH EQUITY SERVICES, LLC (176K shares), MORGAN STANLEY (164K shares), FLAGSHIP HARBOR ADVISORS, LLC (156K shares), Nova R Wealth, Inc. (156K shares), ROYAL BANK OF CANADA (128K shares), ADVISOR GROUP HOLDINGS, INC. (126K shares), Shaker Financial Services, LLC (86.5K shares), and WOLVERINE ASSET MANAGEMENT LLC (80K shares).
This table shows the top 29 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.