Q3 2023 13F Holders as of 9/30/2023
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Type / Class
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Equity / Common Stock
-
Shares outstanding
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14.4M
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Number of holders
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32
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Total 13F shares, excl. options
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3.58M
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Shares change
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+426K
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Total reported value, excl. options
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$12.1M
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Value change
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+$1.44M
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Number of buys
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17
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Number of sells
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-10
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Price
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$3.37
Significant Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) as of Q3 2023
34 filings reported holding FGB - FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock as of Q3 2023.
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) has 32 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 3.58M shares
of 14.4M outstanding shares and own 24.77% of the company stock.
Largest 10 shareholders include Consolidated Portfolio Review Corp (615K shares), MORGAN STANLEY (527K shares), LPL Financial LLC (462K shares), Shaker Financial Services, LLC (277K shares), Matisse Capital (243K shares), Private Advisor Group, LLC (189K shares), Raymond James Financial Services Advisors, Inc. (175K shares), COMMONWEALTH EQUITY SERVICES, LLC (162K shares), OSAIC HOLDINGS, INC. (129K shares), and FLAGSHIP HARBOR ADVISORS, LLC (114K shares).
This table shows the top 32 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.