Q4 2023 13F Holders as of 12/31/2023
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
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14.4M
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Number of holders
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35
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Total 13F shares, excl. options
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4M
-
Shares change
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+502K
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Total reported value, excl. options
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$14.3M
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Value change
-
+$1.8M
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Number of buys
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15
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Number of sells
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-17
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Price
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$3.58
Significant Holders of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) as of Q4 2023
39 filings reported holding FGB - FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock as of Q4 2023.
FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND - Common Stock (FGB) has 35 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4M shares
of 14.4M outstanding shares and own 27.7% of the company stock.
Largest 10 shareholders include LPL Financial LLC (946K shares), Consolidated Portfolio Review Corp (576K shares), MORGAN STANLEY (539K shares), Private Advisor Group, LLC (268K shares), Matisse Capital (248K shares), Saba Capital Management, L.P. (195K shares), COMMONWEALTH EQUITY SERVICES, LLC (148K shares), Raymond James Financial Services Advisors, Inc. (142K shares), Shaker Financial Services, LLC (121K shares), and FLAGSHIP HARBOR ADVISORS, LLC (112K shares).
This table shows the top 35 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.