Q3 2014 13F Holders as of 9/30/2014
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Type / Class
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Equity / Common Stock
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Shares outstanding
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4.22M
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Number of holders
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21
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Total 13F shares, excl. options
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2.1M
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Shares change
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+77.1K
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Total reported value, excl. options
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$31.8M
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Value change
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+$1.17M
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Number of buys
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8
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Number of sells
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-6
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Price
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$15.13
Significant Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q3 2014
21 filings reported holding FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock as of Q3 2014.
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) has 21 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.1M shares
of 4.22M outstanding shares and own 49.76% of the company stock.
Largest 10 shareholders include SIT INVESTMENT ASSOCIATES INC (1.07M shares), 1607 Capital Partners, LLC (686K shares), Saba Capital Management, L.P. (73.3K shares), Thomas J. Herzfeld Advisors, Inc. (61.6K shares), CORNERSTONE ADVISORS INC (41.3K shares), BANK OF AMERICA CORP /DE/ (33.8K shares), DOLIVER CAPITAL ADVISORS, INC. (21.5K shares), Commonwealth Equity Services, Inc (18.5K shares), MORGAN STANLEY (18.1K shares), and RAYMOND JAMES & ASSOCIATES (16.9K shares).
This table shows the top 21 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.