Q3 2015 13F Holders as of 9/30/2015
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
4.22M
-
Number of holders
-
19
-
Total 13F shares, excl. options
-
2.3M
-
Shares change
-
+147K
-
Total reported value, excl. options
-
$32.9M
-
Value change
-
+$2.1M
-
Number of buys
-
12
-
Number of sells
-
-5
-
Price
-
$14.28
Significant Holders of FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) as of Q3 2015
20 filings reported holding FMY - FIRST TRUST MORTGAGE INCOME FUND - Common Stock as of Q3 2015.
FIRST TRUST MORTGAGE INCOME FUND - Common Stock (FMY) has 19 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.3M shares
of 4.22M outstanding shares and own 54.63% of the company stock.
Largest 10 shareholders include SIT INVESTMENT ASSOCIATES INC (1.2M shares), 1607 Capital Partners, LLC (752K shares), ICON ADVISERS INC/CO (135K shares), Thomas J. Herzfeld Advisors, Inc. (52.1K shares), Saba Capital Management, L.P. (40.5K shares), MORGAN STANLEY (22.7K shares), CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (19.1K shares), Commonwealth Equity Services, Inc (16.2K shares), RAYMOND JAMES & ASSOCIATES (15.2K shares), and UBS Group AG (11.9K shares).
This table shows the top 19 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.