First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD)

Historical Holders from Q1 2014 to Q4 2025

Type / Class
Equity / First Trust Consumer Discretionary AlphaDEX(R) Fund
Symbol
FXD
Shares outstanding
24,297,707
Price per share
$68.37
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
2,816,482
Total reported value
$192,154,509
% of total 13F portfolios
0%
Share change
-358,209
Value change
-$24,069,103
Avg buy value change
+0%
Avg sell value change
-0%
Number of holders
115
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 0.01% -101% $48,104 -$682,030,772 882 -100% First Trust Portfolios L.P. 31 Mar 2025
As of 30 Sep 2025, First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) has 115 institutional shareholders filing 13F forms. They hold 2,816,482 shares. of 24,297,707 outstanding shares (12%) .

Top 25 institutional shareholders own 10% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
MORGAN STANLEY 2.2% 528,545 +6.2% 0% $36,057,478
WELLS FARGO & COMPANY/MN 2% 495,754 -25% 0.01% $33,820,336
RAYMOND JAMES FINANCIAL INC 1.1% 256,240 +13% 0.01% $17,480,682
LPL Financial LLC 0.66% 160,145 -30% 0% $10,925,071
BANK OF AMERICA CORP /DE/ 0.56% 135,804 -1.6% 0% $9,264,535
STIFEL FINANCIAL CORP 0.39% 95,191 +14% 0.01% $6,493,936
Janney Montgomery Scott LLC 0.38% 92,435 -4.4% 0.01% $6,306,000
IronBridge Private Wealth, LLC 0.29% 70,303 1.5% $4,796,072
GOLDMAN SACHS GROUP INC 0.26% 62,734 -22% 0% $4,279,713
JPMORGAN CHASE & CO 0.24% 58,338 -1.1% 0% $3,979,857
ROYAL BANK OF CANADA 0.24% 57,572 +40% 0% $3,928,000
UBS Group AG 0.23% 55,003 -7.8% 0% $3,752,305
BNP PARIBAS FINANCIAL MARKETS 0.21% 50,000 0% 0% $3,411,000
TRUIST FINANCIAL CORP 0.18% 43,802 -4.1% 0% $2,988,140
OSAIC HOLDINGS, INC. 0.17% 42,419 -0.77% 0% $2,914,983
AMERIPRISE FINANCIAL INC 0.16% 37,804 -4.3% 0% $2,579,865
Paragon Private Wealth Management, LLC 0.15% 37,529 -6.2% 0.84% $2,560,228
BENJAMIN EDWARDS INC 0.11% 26,461 0.02% $1,805,139
TradeWell Securities, LLC. 0.1% 24,880 +10% 0.71% $1,695,349
COMMONWEALTH EQUITY SERVICES, LLC 0.1% 23,190 -17% 0% $1,582,000
Qube Research & Technologies Ltd 0.09% 23,029 -5.4% 0% $1,571,038
NAVELLIER & ASSOCIATES INC 0.09% 22,913 0.16% $1,563,125
COTTONWOOD CAPITAL ADVISORS, LLC 0.09% 22,072 +0.48% 1.1% $1,505,762
ENVESTNET ASSET MANAGEMENT INC 0.09% 21,506 +5.6% 0% $1,467,151
Cetera Investment Advisers 0.08% 20,454 -2.9% 0% $1,395,384

Institutional Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Consumer Discretionary AlphaDEX(R) Fund (FXD) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (% of par) Investors
2025 Q4 7,642 $532,540 +$290,920 6,837.17% 3
2025 Q3 2,816,482 $192,154,509 -$24,069,103 6,822% 115
2025 Q2 3,174,644 $201,404,702 -$324,186,065 6,344% 122
2025 Q1 8,304,283 $480,772,611 -$851,646,678 5,789% 124
2024 Q4 21,468,930 $1,387,497,423 +$37,354,867 6,463% 144
2024 Q3 20,973,290 $1,326,624,536 -$17,717,663 6,329% 136
2024 Q2 21,408,412 $1,284,021,359 -$23,562,484 5,991% 130
2024 Q1 21,846,023 $1,409,644,517 +$28,045,211 6,453.71% 135
2023 Q4 4,563 $269,126 5,898.01% 1
2023 Q3 23,955,906 $1,222,879,247 +$73,263,371 5,101% 140
2023 Q2 22,686,339 $1,252,503,716 +$81,503,232 5,521% 143
2023 Q1 21,367,143 $1,109,609,992 +$882,927,442 5,193% 127
2022 Q4 3,789,513 $182,555,069 -$42,736,784 4,817% 112
2022 Q3 4,713,364 $202,896,875 -$39,303,924 4,302% 105
2022 Q2 5,658,461 $253,412,573 -$936,657,553 4,472.95% 125
2022 Q1 23,852,013 $1,299,256,598 -$123,377,496 5,447.98% 165
2021 Q4 26,292,779 $1,630,868,663 -$48,624,923 6,204.01% 172
2021 Q3 26,528,918 $1,567,946,739 +$94,137,945 5,911.3% 155
2021 Q2 25,203,219 $1,530,020,036 +$58,712,840 6,071.9% 149
2021 Q1 24,295,284 $1,414,346,681 +$113,076,839 5,819.99% 136
2020 Q4 19,599,579 $999,941,776 +$20,214,229 5,087.95% 117
2020 Q3 21,210,152 $902,559,450 +$78,462,957 4,255% 109
2020 Q2 19,371,563 $723,988,140 +$619,125,089 3,736.96% 93
2020 Q1 2,799,197 $75,237,481 -$82,196,254 2,686.99% 71
2019 Q4 4,935,223 $223,718,813 +$20,581,433 4,532.83% 102
2019 Q3 4,557,316 $191,336,452 -$39,280,484 4,204.93% 91
2019 Q2 5,453,288 $232,956,597 +$49,740,870 4,281.79% 99
2019 Q1 4,222,641 $177,493,881 -$22,543,084 4,208.08% 92
2018 Q4 4,907,508 $181,462,251 -$31,743,600 3,685.01% 95
2018 Q3 5,659,309 $245,680,901 -$34,057,082 4,347.01% 100
2018 Q2 6,427,007 $272,185,446 -$57,704,477 4,239.91% 91
2018 Q1 7,813,963 $320,284,158 +$11,399,054 4,102.3% 104
2017 Q4 7,573,343 $318,542,764 +$43,043,808 4,209.09% 99
2017 Q3 6,384,156 $245,312,317 -$334,762 3,843.75% 87
2017 Q2 6,402,320 $236,837,933 -$31,892,491 3,700% 95
2017 Q1 7,262,838 $267,277,170 -$127,421,557 3,681.98% 96
2016 Q4 10,627,493 $377,314,945 -$1,050,571,725 3,549.99% 100
2016 Q3 40,309,375 $1,420,869,008 -$19,512,383 3,524.98% 112
2016 Q2 40,890,095 $1,379,235,772 -$106,668,015 3,371.98% 109
2016 Q1 44,153,631 $1,552,926,190 -$447,998,388 3,518.01% 112
2015 Q4 57,652,196 $1,965,666,402 +$69,693,414 3,409.91% 123
2015 Q3 55,048,457 $1,888,091,692 +$137,515,187 3,426.99% 107
2015 Q2 56,079,988 $2,048,105,294 +$153,182,375 3,650.99% 111
2015 Q1 51,776,867 $1,931,155,421 +$353,752,761 3,730% 101
2014 Q4 42,596,230 $1,524,877,084 +$328,375,204 3,580% 97
2014 Q3 32,707,559 $1,059,876,409 +$445,777,904 3,241% 85
2014 Q2 18,975,430 $630,818,011 +$38,102,411 3,324.84% 81
2014 Q1 17,891,840 $572,802,916 -$162,746,795 3,201.79% 71