Q1 2014 13F Holders as of 31 Mar 2014
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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30
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Total 13F shares, excl. options
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4.26M
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Shares change
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+644K
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Total reported value, excl. options
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$94.7M
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Value change
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+$14.4M
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Number of buys
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20
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Number of sells
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-5
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Price
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$22.24
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q1 2014
31 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q1 2014.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 30 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.26M shares
of 39.1M outstanding shares and own 10.88% of the company stock.
Largest 10 shareholders include BANK OF AMERICA CORP /DE/ (2.77M shares), MORGAN STANLEY (320K shares), WELLS FARGO & COMPANY/MN (238K shares), UBS AG (209K shares), STIFEL FINANCIAL CORP (136K shares), SignalPoint Asset Management, LLC (109K shares), GOLDMAN SACHS GROUP INC (99.8K shares), LPL Financial LLC (51K shares), CREDIT SUISSE AG/ (42.4K shares), and Private Advisor Group, LLC (42K shares).
This table shows the top 30 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.