Q2 2014 13F Holders as of 30 Jun 2014
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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52
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Total 13F shares, excl. options
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20.1M
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Shares change
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+15.9M
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Total reported value, excl. options
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$480M
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Value change
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+$380M
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Put/Call ratio
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1.28
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Number of buys
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42
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Number of sells
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-11
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Price
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$23.86
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q2 2014
57 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q2 2014.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 52 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 20.1M shares
of 39.1M outstanding shares and own 51.41% of the company stock.
Largest 10 shareholders include F-Squared Investment Management, LLC (9.35M shares), BANK OF AMERICA CORP /DE/ (3.73M shares), Parametric Portfolio Associates LLC (1.28M shares), MORGAN STANLEY (967K shares), Beaumont Financial Partners, LLC (957K shares), WELLS FARGO & COMPANY/MN (931K shares), NIEMANN CAPITAL MANAGEMENT INC (622K shares), Placemark Investments, Inc. (413K shares), ENVESTNET ASSET MANAGEMENT INC (380K shares), and UBS AG (197K shares).
This table shows the top 52 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.