Q4 2014 13F Holders as of 31 Dec 2014
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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65
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Total 13F shares, excl. options
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27.3M
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Shares change
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+21M
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Total reported value, excl. options
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$680M
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Value change
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+$523M
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Number of buys
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44
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Number of sells
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-17
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Price
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$24.88
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q4 2014
73 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q4 2014.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 65 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 27.3M shares
of 39.1M outstanding shares and own 69.81% of the company stock.
Largest 10 shareholders include F-Squared Investment Management, LLC (14.3M shares), BANK OF AMERICA CORP /DE/ (4.02M shares), Parametric Portfolio Associates LLC (1.72M shares), Beaumont Financial Partners, LLC (1.21M shares), Shamrock Asset Management LLC (963K shares), HAYS ADVISORY LLC (842K shares), Placemark Investments, Inc. (670K shares), MORGAN STANLEY (646K shares), WELLS FARGO & COMPANY/MN (365K shares), and FTB Advisors, Inc. (312K shares).
This table shows the top 65 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.