Q1 2015 13F Holders as of 31 Mar 2015
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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59
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Total 13F shares, excl. options
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6.04M
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Shares change
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-20.6M
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Total reported value, excl. options
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$143M
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Value change
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-$508M
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Put/Call ratio
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0.66
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Number of buys
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31
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Number of sells
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-38
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Price
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$23.64
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q1 2015
75 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q1 2015.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 59 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 6.04M shares
of 39.1M outstanding shares and own 15.43% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (902K shares), HAYS ADVISORY LLC (901K shares), Shamrock Asset Management LLC (900K shares), GOLDMAN SACHS GROUP INC (442K shares), WELLS FARGO & COMPANY/MN (319K shares), FTB Advisors, Inc. (294K shares), BANK OF AMERICA CORP /DE/ (293K shares), UBS Group AG (208K shares), SignalPoint Asset Management, LLC (205K shares), and Astor Investment Management LLC (200K shares).
This table shows the top 59 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.