Q2 2015 13F Holders as of 30 Jun 2015
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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49
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Total 13F shares, excl. options
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2.84M
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Shares change
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-3.39M
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Total reported value, excl. options
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$62.9M
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Value change
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-$78.1M
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Number of buys
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17
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Number of sells
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-39
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Price
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$22.00
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q2 2015
67 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q2 2015.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 49 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.84M shares
of 39.1M outstanding shares and own 7.26% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (476K shares), GOLDMAN SACHS GROUP INC (445K shares), WELLS FARGO & COMPANY/MN (286K shares), Financial Enhancement Group LLC (214K shares), SignalPoint Asset Management, LLC (205K shares), UBS Group AG (187K shares), BANK OF AMERICA CORP /DE/ (171K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (97.4K shares), ROYAL BANK OF CANADA (73.3K shares), and LPL Financial LLC (53.4K shares).
This table shows the top 49 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.