Q3 2015 13F Holders as of 30 Sep 2015
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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43
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Total 13F shares, excl. options
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4.2M
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Shares change
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+1.37M
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Total reported value, excl. options
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$95.1M
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Value change
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+$31.1M
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Number of buys
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22
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Number of sells
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-24
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Price
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$22.63
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2015
53 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q3 2015.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 43 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.2M shares
of 39.1M outstanding shares and own 10.73% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (776K shares), Brookstone Capital Management (712K shares), UBS Group AG (676K shares), WELLS FARGO & COMPANY/MN (434K shares), GOLDMAN SACHS GROUP INC (291K shares), Financial Enhancement Group LLC (247K shares), SignalPoint Asset Management, LLC (216K shares), CREDIT SUISSE AG/ (119K shares), Risk Paradigm Group, LLC (100K shares), and BANK OF AMERICA CORP /DE/ (93.9K shares).
This table shows the top 43 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.