Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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101
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Total 13F shares, excl. options
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54.5M
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Shares change
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-753K
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Total reported value, excl. options
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$1.41B
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Value change
-
-$19.4M
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Number of buys
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45
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Number of sells
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-54
-
Price
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$25.93
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2016
112 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q3 2016.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 101 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 54.5M shares
.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (24.3M shares), MORGAN STANLEY (6.5M shares), WELLS FARGO & COMPANY/MN (4.55M shares), RiverFront Investment Group, LLC (2.26M shares), UBS Group AG (2.12M shares), BANK OF AMERICA CORP /DE/ (1.84M shares), RAYMOND JAMES & ASSOCIATES (1.69M shares), BANK OF MONTREAL /CAN/ (1.09M shares), HAYS ADVISORY LLC (1.02M shares), and Raymond James Financial Services Advisors, Inc. (1M shares).
This table shows the top 101 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.