Q1 2017 13F Holders as of 31 Mar 2017
-
Type / Class
-
Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
-
39.1M
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Number of holders
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106
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Total 13F shares, excl. options
-
42.2M
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Shares change
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-3.28M
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Total reported value, excl. options
-
$1.16B
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Value change
-
-$89.3M
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Number of buys
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47
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Number of sells
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-59
-
Price
-
$27.39
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q1 2017
118 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q1 2017.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 106 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 42.2M shares
.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (20.1M shares), MORGAN STANLEY (4.88M shares), WELLS FARGO & COMPANY/MN (3.7M shares), BANK OF AMERICA CORP /DE/ (1.69M shares), RAYMOND JAMES & ASSOCIATES (1.65M shares), RiverFront Investment Group, LLC (1.5M shares), UBS Group AG (1.43M shares), BANK OF MONTREAL /CAN/ (979K shares), Raymond James Financial Services Advisors, Inc. (576K shares), and NewSquare Capital LLC (542K shares).
This table shows the top 106 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.