Q2 2017 13F Holders as of 30 Jun 2017
-
Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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103
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Total 13F shares, excl. options
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43.1M
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Shares change
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-345K
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Total reported value, excl. options
-
$1.17B
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Value change
-
-$9.4M
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Number of buys
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43
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Number of sells
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-55
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Price
-
$27.17
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q2 2017
113 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q2 2017.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 103 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 43.1M shares
.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (19M shares), MORGAN STANLEY (4.58M shares), WELLS FARGO & COMPANY/MN (3.85M shares), RAYMOND JAMES & ASSOCIATES (1.74M shares), BANK OF AMERICA CORP /DE/ (1.59M shares), RiverFront Investment Group, LLC (1.51M shares), UBS Group AG (1.42M shares), MML INVESTORS SERVICES, LLC (1.27M shares), BANK OF MONTREAL /CAN/ (902K shares), and GOLDMAN SACHS GROUP INC (901K shares).
This table shows the top 103 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.