Q3 2017 13F Holders as of 30 Sep 2017
-
Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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99
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Total 13F shares, excl. options
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40.3M
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Shares change
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-2.77M
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Total reported value, excl. options
-
$1.09B
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Value change
-
-$75.9M
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Number of buys
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47
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Number of sells
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-52
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Price
-
$27.02
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2017
113 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q3 2017.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 99 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 40.3M shares
.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (18M shares), MORGAN STANLEY (4.81M shares), WELLS FARGO & COMPANY/MN (3.94M shares), UBS Group AG (1.7M shares), BANK OF AMERICA CORP /DE/ (1.59M shares), RAYMOND JAMES & ASSOCIATES (1.53M shares), RiverFront Investment Group, LLC (1.53M shares), MML INVESTORS SERVICES, LLC (848K shares), Raymond James Financial Services Advisors, Inc. (583K shares), and BB&T SECURITIES, LLC (517K shares).
This table shows the top 99 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.