Q4 2017 13F Holders as of 31 Dec 2017
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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75
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Total 13F shares, excl. options
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6.63M
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Shares change
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-33.7M
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Total reported value, excl. options
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$172M
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Value change
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-$896M
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Number of buys
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16
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Number of sells
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-77
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Price
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$26.02
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q4 2017
115 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q4 2017.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 75 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 6.63M shares
of 39.1M outstanding shares and own 16.92% of the company stock.
Largest 10 shareholders include RiverFront Investment Group, LLC (1.54M shares), MORGAN STANLEY (1.48M shares), WELLS FARGO & COMPANY/MN (686K shares), RAYMOND JAMES & ASSOCIATES (577K shares), BANK OF AMERICA CORP /DE/ (465K shares), ROYAL BANK OF CANADA (165K shares), UBS Group AG (164K shares), BENJAMIN F. EDWARDS & COMPANY, INC. (155K shares), Janney Montgomery Scott LLC (144K shares), and BB&T SECURITIES, LLC (136K shares).
This table shows the top 75 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.