Q1 2018 13F Holders as of 31 Mar 2018
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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83
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Total 13F shares, excl. options
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4.18M
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Shares change
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-961K
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Total reported value, excl. options
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$106M
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Value change
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-$24.5M
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Number of buys
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24
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Number of sells
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-45
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Price
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$25.36
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q1 2018
89 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q1 2018.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 83 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.18M shares
of 39.1M outstanding shares and own 10.69% of the company stock.
Largest 10 shareholders include RiverFront Investment Group, LLC (1.45M shares), RAYMOND JAMES & ASSOCIATES (616K shares), WELLS FARGO & COMPANY/MN (391K shares), BANK OF AMERICA CORP /DE/ (259K shares), Janney Montgomery Scott LLC (150K shares), ROYAL BANK OF CANADA (142K shares), UBS Group AG (134K shares), BB&T SECURITIES, LLC (133K shares), LPL Financial LLC (97.5K shares), and Sawtooth Solutions, LLC (70.6K shares).
This table shows the top 83 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.