Q2 2018 13F Holders as of 30 Jun 2018
-
Type / Class
-
Equity / First Trust Utilities AlphaDEX(R) Fund
-
Shares outstanding
-
39.1M
-
Number of holders
-
69
-
Total 13F shares, excl. options
-
6.46M
-
Shares change
-
+1.62M
-
Total reported value, excl. options
-
$169M
-
Value change
-
+$42.7M
-
Number of buys
-
29
-
Number of sells
-
-39
-
Price
-
$26.18
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q2 2018
88 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q2 2018.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 69 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 6.46M shares
of 39.1M outstanding shares and own 16.5% of the company stock.
Largest 10 shareholders include RiverFront Investment Group, LLC (1.46M shares), MORGAN STANLEY (1.24M shares), RAYMOND JAMES & ASSOCIATES (655K shares), WELLS FARGO & COMPANY/MN (636K shares), UBS Group AG (387K shares), BANK OF AMERICA CORP /DE/ (327K shares), STIFEL FINANCIAL CORP (252K shares), HighTower Advisors, LLC (226K shares), LPL Financial LLC (212K shares), and Janney Montgomery Scott LLC (129K shares).
This table shows the top 69 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.