Q3 2018 13F Holders as of 30 Sep 2018
-
Type / Class
-
Equity / First Trust Utilities AlphaDEX(R) Fund
-
Shares outstanding
-
39.1M
-
Number of holders
-
74
-
Total 13F shares, excl. options
-
7.45M
-
Shares change
-
+1.03M
-
Total reported value, excl. options
-
$205M
-
Value change
-
+$28.4M
-
Number of buys
-
38
-
Number of sells
-
-27
-
Price
-
$27.57
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2018
83 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q3 2018.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 74 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 7.45M shares
of 39.1M outstanding shares and own 19.04% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (1.84M shares), RiverFront Investment Group, LLC (1.45M shares), WELLS FARGO & COMPANY/MN (867K shares), RAYMOND JAMES & ASSOCIATES (606K shares), UBS Group AG (397K shares), STIFEL FINANCIAL CORP (303K shares), HighTower Advisors, LLC (235K shares), Raymond James Financial Services Advisors, Inc. (194K shares), BANK OF AMERICA CORP /DE/ (174K shares), and ROYAL BANK OF CANADA (160K shares).
This table shows the top 74 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.