Q4 2018 13F Holders as of 31 Dec 2018
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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86
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Total 13F shares, excl. options
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9.09M
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Shares change
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+1.47M
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Total reported value, excl. options
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$243M
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Value change
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+$39.2M
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Number of buys
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49
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Number of sells
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-26
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Price
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$26.78
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q4 2018
96 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q4 2018.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 86 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 9.09M shares
of 39.1M outstanding shares and own 23.21% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (1.98M shares), RiverFront Investment Group, LLC (1.4M shares), WELLS FARGO & COMPANY/MN (917K shares), RAYMOND JAMES & ASSOCIATES (586K shares), UBS Group AG (501K shares), BANK OF AMERICA CORP /DE/ (376K shares), NIEMANN CAPITAL MANAGEMENT INC (346K shares), HighTower Advisors, LLC (243K shares), LPL Financial LLC (240K shares), and Raymond James Financial Services Advisors, Inc. (204K shares).
This table shows the top 86 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.