Q1 2019 13F Holders as of 31 Mar 2019
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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91
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Total 13F shares, excl. options
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8.64M
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Shares change
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-599K
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Total reported value, excl. options
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$244M
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Value change
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-$15.6M
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Number of buys
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37
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Number of sells
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-43
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Price
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$28.28
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q1 2019
105 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q1 2019.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 91 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 8.64M shares
of 39.1M outstanding shares and own 22.08% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (1.77M shares), RiverFront Investment Group, LLC (1.24M shares), WELLS FARGO & COMPANY/MN (876K shares), UBS Group AG (699K shares), RAYMOND JAMES & ASSOCIATES (489K shares), BANK OF AMERICA CORP /DE/ (315K shares), HighTower Advisors, LLC (314K shares), LPL Financial LLC (266K shares), Raymond James Financial Services Advisors, Inc. (262K shares), and Shamrock Asset Management LLC (242K shares).
This table shows the top 91 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.