Q3 2019 13F Holders as of 30 Sep 2019
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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102
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Total 13F shares, excl. options
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35.9M
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Shares change
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-3.1M
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Total reported value, excl. options
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$1.06B
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Value change
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-$90.5M
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Number of buys
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49
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Number of sells
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-49
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Price
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$29.65
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2019
116 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q3 2019.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 102 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 35.9M shares
of 39.1M outstanding shares and own 91.71% of the company stock.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (18.5M shares), MORGAN STANLEY (3.84M shares), WELLS FARGO & COMPANY/MN (2.55M shares), BANK OF AMERICA CORP /DE/ (1.45M shares), Raymond James Financial Services Advisors, Inc. (925K shares), UBS Group AG (822K shares), RAYMOND JAMES & ASSOCIATES (759K shares), NewSquare Capital LLC (642K shares), COMMONWEALTH EQUITY SERVICES, LLC (511K shares), and ROYAL BANK OF CANADA (378K shares).
This table shows the top 102 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.