Q4 2019 13F Holders as of 31 Dec 2019
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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98
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Total 13F shares, excl. options
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35M
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Shares change
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-745K
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Total reported value, excl. options
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$1.02B
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Value change
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-$22M
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Number of buys
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44
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Number of sells
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-45
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Price
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$29.21
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q4 2019
114 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q4 2019.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 98 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 35M shares
of 39.1M outstanding shares and own 89.36% of the company stock.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (18.9M shares), MORGAN STANLEY (3.44M shares), WELLS FARGO & COMPANY/MN (2.41M shares), BANK OF AMERICA CORP /DE/ (1.41M shares), UBS Group AG (1.01M shares), NewSquare Capital LLC (683K shares), RAYMOND JAMES & ASSOCIATES (579K shares), COMMONWEALTH EQUITY SERVICES, LLC (518K shares), Raymond James Financial Services Advisors, Inc. (477K shares), and ROYAL BANK OF CANADA (453K shares).
This table shows the top 98 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.