Q1 2020 13F Holders as of 31 Mar 2020
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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89
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Total 13F shares, excl. options
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25.7M
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Shares change
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-9.31M
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Total reported value, excl. options
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$630M
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Value change
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-$232M
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Number of buys
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30
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Number of sells
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-65
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Price
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$24.55
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q1 2020
109 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q1 2020.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 89 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 25.7M shares
of 39.1M outstanding shares and own 65.58% of the company stock.
Largest 10 shareholders include FIRST TRUST ADVISORS LP (13.4M shares), MORGAN STANLEY (2.57M shares), WELLS FARGO & COMPANY/MN (2.02M shares), BANK OF AMERICA CORP /DE/ (997K shares), UBS Group AG (913K shares), COMMONWEALTH EQUITY SERVICES, LLC (519K shares), RAYMOND JAMES & ASSOCIATES (429K shares), Raymond James Financial Services Advisors, Inc. (398K shares), TRUIST FINANCIAL CORP (358K shares), and ROYAL BANK OF CANADA (285K shares).
This table shows the top 89 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.