Q2 2020 13F Holders as of 30 Jun 2020
-
Type / Class
-
Equity / First Trust Utilities AlphaDEX(R) Fund
-
Shares outstanding
-
39.1M
-
Number of holders
-
77
-
Total 13F shares, excl. options
-
5.54M
-
Shares change
-
-20.1M
-
Total reported value, excl. options
-
$143M
-
Value change
-
-$500M
-
Number of buys
-
21
-
Number of sells
-
-66
-
Price
-
$25.78
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q2 2020
103 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q2 2020.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 77 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5.54M shares
of 39.1M outstanding shares and own 14.14% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (1.14M shares), BANK OF AMERICA CORP /DE/ (436K shares), WELLS FARGO & COMPANY/MN (429K shares), UBS Group AG (406K shares), COMMONWEALTH EQUITY SERVICES, LLC (395K shares), TRUIST FINANCIAL CORP (314K shares), Janney Montgomery Scott LLC (221K shares), Baird Financial Group, Inc. (190K shares), LPL Financial LLC (187K shares), and ENVESTNET ASSET MANAGEMENT INC (155K shares).
This table shows the top 77 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.