Q3 2020 13F Holders as of 30 Sep 2020
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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70
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Total 13F shares, excl. options
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4.05M
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Shares change
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-1.49M
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Total reported value, excl. options
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$107M
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Value change
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-$39.2M
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Number of buys
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17
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Number of sells
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-49
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Price
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$26.47
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2020
83 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q3 2020.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 70 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.05M shares
of 39.1M outstanding shares and own 10.34% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (977K shares), BANK OF AMERICA CORP /DE/ (349K shares), TRUIST FINANCIAL CORP (334K shares), WELLS FARGO & COMPANY/MN (302K shares), J Arnold Wealth Management Co (280K shares), UBS Group AG (213K shares), LPL Financial LLC (191K shares), Baird Financial Group, Inc. (189K shares), ENVESTNET ASSET MANAGEMENT INC (125K shares), and MML INVESTORS SERVICES, LLC (102K shares).
This table shows the top 70 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.