Q4 2020 13F Holders as of 31 Dec 2020
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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72
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Total 13F shares, excl. options
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3.69M
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Shares change
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-375K
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Total reported value, excl. options
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$105M
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Value change
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-$10.6M
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Number of buys
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20
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Number of sells
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-40
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Price
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$28.38
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q4 2020
79 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q4 2020.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 72 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 3.69M shares
of 39.1M outstanding shares and own 9.42% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (941K shares), J Arnold Wealth Management Co (336K shares), BANK OF AMERICA CORP /DE/ (305K shares), WELLS FARGO & COMPANY/MN (250K shares), Baird Financial Group, Inc. (168K shares), LPL Financial LLC (154K shares), TRUIST FINANCIAL CORP (147K shares), UBS Group AG (137K shares), ENVESTNET ASSET MANAGEMENT INC (108K shares), and SUSQUEHANNA INTERNATIONAL GROUP, LLP (97.4K shares).
This table shows the top 72 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.