Q1 2021 13F Holders as of 31 Mar 2021
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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73
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Total 13F shares, excl. options
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2.81M
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Shares change
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-745K
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Total reported value, excl. options
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$87.4M
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Value change
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-$21.9M
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Number of buys
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18
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Number of sells
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-42
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Price
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$29.81
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q1 2021
82 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q1 2021.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 73 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.81M shares
of 39.1M outstanding shares and own 7.17% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (889K shares), WELLS FARGO & COMPANY/MN (202K shares), LPL Financial LLC (165K shares), INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC (164K shares), BANK OF AMERICA CORP /DE/ (158K shares), Baird Financial Group, Inc. (144K shares), CITADEL ADVISORS LLC (130K shares), ADVISOR GROUP HOLDINGS, INC. (93.7K shares), CENTAURUS FINANCIAL, INC. (82.1K shares), and RAYMOND JAMES & ASSOCIATES (65.8K shares).
This table shows the top 73 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.