Q4 2021 13F Holders as of 31 Dec 2021
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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81
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Total 13F shares, excl. options
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2.92M
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Shares change
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+81.2K
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Total reported value, excl. options
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$95.5M
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Value change
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+$3.48M
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Number of buys
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31
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Number of sells
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-34
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Price
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$32.69
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q4 2021
89 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q4 2021.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 81 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2.92M shares
of 39.1M outstanding shares and own 7.46% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (864K shares), WELLS FARGO & COMPANY/MN (239K shares), UBS Group AG (237K shares), LPL Financial LLC (195K shares), Sterling Manor Financial, LLC (155K shares), BANK OF AMERICA CORP /DE/ (141K shares), Baird Financial Group, Inc. (139K shares), ADVISOR GROUP HOLDINGS, INC. (107K shares), RAYMOND JAMES & ASSOCIATES (64.1K shares), and TRUIST FINANCIAL CORP (55.2K shares).
This table shows the top 81 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.