Q3 2023 13F Holders as of 30 Sep 2023
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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97
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Total 13F shares, excl. options
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4.74M
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Shares change
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-2.22M
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Total reported value, excl. options
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$136M
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Value change
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-$64.3M
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Number of buys
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31
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Number of sells
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-54
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Price
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$28.56
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2023
112 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q3 2023.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 97 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.74M shares
of 39.1M outstanding shares and own 12.12% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (997K shares), LPL Financial LLC (498K shares), HARBOUR INVESTMENTS, INC. (276K shares), RAYMOND JAMES & ASSOCIATES (186K shares), Csenge Advisory Group (178K shares), ENVESTNET ASSET MANAGEMENT INC (178K shares), WELLS FARGO & COMPANY/MN (177K shares), ONE PLUS ONE WEALTH MANAGEMENT, LLC (160K shares), BANK OF AMERICA CORP /DE/ (147K shares), and TRUIST FINANCIAL CORP (140K shares).
This table shows the top 97 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.