Q4 2023 13F Holders as of 31 Dec 2023
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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1
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Total 13F shares, excl. options
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1.81K
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Shares change
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0
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Total reported value, excl. options
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$57.2K
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Price
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$31.68
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q4 2023
1 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q4 2023.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 1 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1.81K shares
of 39.1M outstanding shares and own 0% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (1.22M shares), LPL Financial LLC (556K shares), PGIM Custom Harvest LLC (314K shares), HARBOUR INVESTMENTS, INC. (281K shares), Csenge Advisory Group (191K shares), ENVESTNET ASSET MANAGEMENT INC (188K shares), ONE PLUS ONE WEALTH MANAGEMENT, LLC (175K shares), Cetera Advisor Networks LLC (164K shares), WELLS FARGO & COMPANY/MN (158K shares), and TRUIST FINANCIAL CORP (157K shares).
This table shows the top 1 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.