Q1 2024 13F Holders as of 31 Mar 2024
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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101
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Total 13F shares, excl. options
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4.45M
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Shares change
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-154K
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Total reported value, excl. options
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$144M
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Value change
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-$4.83M
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Number of buys
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38
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Number of sells
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-47
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Price
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$32.46
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q1 2024
111 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q1 2024.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 101 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.45M shares
of 39.1M outstanding shares and own 11.38% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (900K shares), LPL Financial LLC (385K shares), HARBOUR INVESTMENTS, INC. (296K shares), PGIM Custom Harvest LLC (268K shares), ENVESTNET ASSET MANAGEMENT INC (230K shares), TRUIST FINANCIAL CORP (219K shares), Csenge Advisory Group (195K shares), WELLS FARGO & COMPANY/MN (171K shares), ONE PLUS ONE WEALTH MANAGEMENT, LLC (160K shares), and Raymond James Financial Services Advisors, Inc. (110K shares).
This table shows the top 101 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.