Q3 2024 13F Holders as of 30 Sep 2024
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Type / Class
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Equity / First Trust Utilities AlphaDEX(R) Fund
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Shares outstanding
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39.1M
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Number of holders
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119
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Total 13F shares, excl. options
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5.63M
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Shares change
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+604K
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Total reported value, excl. options
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$216M
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Value change
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+$24.1M
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Number of buys
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68
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Number of sells
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-38
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Price
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$38.48
Significant Holders of First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) as of Q3 2024
130 filings reported holding FXU - First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund as of Q3 2024.
First Trust Exchange-Traded AlphaDEX(R) Fund - First Trust Utilities AlphaDEX(R) Fund (FXU) has 119 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5.63M shares
of 39.1M outstanding shares and own 14.38% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (1.03M shares), LPL Financial LLC (543K shares), ENVESTNET ASSET MANAGEMENT INC (403K shares), TRUIST FINANCIAL CORP (350K shares), Csenge Advisory Group (324K shares), UBS Group AG (257K shares), Raymond James Financial Services Advisors, Inc. (251K shares), PGIM Custom Harvest LLC (234K shares), WELLS FARGO & COMPANY/MN (220K shares), and HARBOUR INVESTMENTS, INC. (218K shares).
This table shows the top 119 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.